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Oliver Ellsworth (April 29, 1745 – November 26, 1807) was an American lawyer and politician, a revolutionary against British rule, a drafter of the United States Constitution, and the third Chief Justice of the United States. On June 20, 1787, while at the Federal Convention, Ellsworth moved to strike the word National from the May 30, 1787 motion made by Edmund Randolph of Virginia, that called for the government to be called a "National Government of United States". Ellsworth moved that the government continue to be called the "United States Government". Ellsworth was born in Windsor, Connecticut, to Capt. David and Jemima (née Leavitt) Ellsworth. He entered Yale in 1762, but transferred to the College of New Jersey (later Princeton) at the end of his second year. (Today, he would not have been able to do this, since Princeton no longer allows transfer applications). He continued to study theology and received his A.B. degree, Phi Beta Kappa after 2 years. Soon afterward, however, Ellsworth turned to the law. After four years of study, he was admitted to the bar in 1771 and later became a successful lawyer and politician . In 1772, Ellsworth married Abigail Wolcott, the daughter of Abigail Abbot and William Wolcott, nephew of Connecticut colonial governor Roger Wolcott, and granddaughter of Abiah Hawley and William Wolcott of East Windsor, Connecticut. They had nine children including the twins William Wolcott Ellsworth, who married Noah Webster's daughter, served in Congress and became the governor of Connecticut ; and Henry Leavitt Ellsworth, who became the first Commissioner of the United States Patent Office, the mayor of Hartford, president of Aetna Life Insurance and a large benefactor of Yale College.
From a slow start Ellsworth built up a prosperous law practice. In 1777, he became Connecticut's state attorney for Hartford County. That same year, he was chosen as one of Connecticut's representatives in the Continental Congress.
He served on various committees until 1783, including the Marine
Committee, the Board of Treasury, and the Committee of Appeals.
Ellsworth was also active in his state's efforts during the Revolution,
having served as a member of the Committee of the Pay Table that
supervised Connecticut's war expenditures. In 1777 he joined the
Committee of Appeals, which can be described as a forerunner of the
Federal Supreme Court. While serving on it, he participated in the
Olmstead case that first brought state and federal authority into
conflict. In 1779, he assumed greater duties as a member of the council
of safety, which, with the governor, controlled all military measures
for the state. His first judicial service was on the Supreme Court of
Errors when it was established in 1784, but he soon shifted to the
Connecticut Superior Court and spent four years on its bench. On May 28, 1787, Ellsworth joined the Constitutional Convention in Philadelphia as a delegate from Connecticut along with Roger Sherman and William Samuel Johnson.
More than half of the 55 delegates were lawyers, eight of whom,
including both Ellsworth and Sherman, had previous experience as judges
conversant with legal discourse. Ellsworth in particular played an
important role in having participated in the exclusion of judicial
review from the Constitution at the Convention and later in having put
it into force in the 1789 Judiciary Act. Ellsworth took an active part in the proceedings beginning on June 20, when he proposed the use of the name the United States to identify the nation under the authority of the Constitution. The words "United States" had already been used in the Declaration of Independence and Articles of Confederation as well as Thomas Paine's The American Crisis.
It was Ellsworth's proposal to retain the earlier wording to sustain
the emphasis on a federation rather than a single national entity.
Three weeks earlier, on May 30, 1787, Edmund Randolph of Virginia had
moved to create a "national government" consisting of a supreme
legislative, an executive and a judiciary. Ellsworth accepted
Randolph's notion of a threefold division, but moved to strike the
phrase "national government." From this day forward the "United States"
was the official title used in the Convention to designate the
government, and this usage has remained in effect ever since. The
complete name, "the United States of America," had already been
featured by Paine, and its inclusion in the Constitution was the work of Gouverneur Morris when he made the final editorial changes in the Constitution. Ellsworth played a major role in the passage of the Connecticut Plan. During debate on the Great Compromise, often described as the Connecticut Compromise, he joined his fellow Connecticut delegate Roger Sherman in proposing the bicameral arrangement in which members of the Senate would be elected by state legislatures as indicated in Article I, Section 3 of the Constitution. Ellsworth's version of the compromise was adopted by the Convention, but it was later revised by Amendment XVII substituting a popular vote similar to that used for the House of Representatives. To
gain the passage of the Connecticut Plan its proponents needed support
of three southern states, Georgia and the two Carolinas, complementing
the small state coalition of the North. It came as no surprise that
Ellsworth favored the Three - Fifths Compromise on the enumeration of slaves and opposed the abolition of the foreign slave trade.
Stressing that he had no slaves, Ellsworth spoke twice before the
Convention, on August 21 and 22, in favor of slavery being abolished. Along with James Wilson, John Rutledge, Edmund Randolph, and Nathaniel Gorham, Ellsworth served on the Committee of Detail which
prepared the first draft of the Constitution based on resolutions
already passed by the Convention. All Convention deliberations were
interrupted from July 26 to August 6, 1787, while the Committee of
Detail completed its task. The two preliminary drafts that survive as
well as the text of the Constitution submitted to the Convention were
in the handwriting of Wilson or Randolph. However, Ellsworth's role is
made clear by his 53 contributions to the Convention as a whole from
August 6 to 23, when he left for business reasons. As James Madison
tabulated in his Records, only Madison and Gouverneur Morris spoke more
than Ellsworth during those sixteen days. Though Ellsworth left the Convention near the end of August and didn't sign the final document, he wrote the Letters of a Landholder to
promote its ratification. He also played a dominant role in
Connecticut's 1788 ratification convention, when he emphasized that
judicial review guaranteed federal sovereignty. It seems more than a
coincidence that both he and Wilson served as members of the Committee
of Detail without mentioning judicial review in the initial draft of
the Constitution, but then stressed its central importance at their
ratifying conventions just a year preceding its inclusion by Ellsworth
in the Judiciary Act of 1789. Along
with William Samuel Johnson, Ellsworth served as one of Connecticut's
first two United States senators in the new federal government, and his
service extended from 1789 to 1796. During this period he played a
dominant role in Senate proceedings equivalent to that of a Senate
Majority Leaders in later decades. According to John Adams, he was "the
firmest pillar of [Washington's] whole administration in the
Senate. "[Brown, 231] Aaron Burr complained that if Ellsworth had
misspelled the name of the Deity with two d's, "it would have taken the
Senate three weeks to expunge the superfluous letter." Senator William
Maclay, a Republican Senator from Pennsylvania, offered a more hostile
assessment: "He will absolutely say anything, nor can I believe he has
a particle of principle in his composition," and "I can in truth
pronounce him one of the most uncandid men I ever knew possessing such
abilities." [Brown, 224 - 25] What seems to have bothered McClay the
most
was Ellsworth's emphasis on private negotiations and tacit agreement
rather than public debate. Significantly, there was no official record
of Senate proceedings for the first five years of its existence, nor
was there any provision to accommodate spectators. The arrangement was
essentially the same as for the 1787 Convention, in contrast to the
open sessions of the House of Representatives. Ellsworth's
first project was the Judiciary Act, described as Senate Bill No. 1,
which effectively supplemented Article III in the Constitution by
establishing a hierarchical arrangement among state and federal courts.
Years later Madison stated, "It may be taken for certain that the bill
organizing the judicial department originated in his [Ellsworth's]
draft, and that it was not materially changed in its passage into
law."[Brown, 185] Ellsworth himself probably wrote Section 25, the most
important component of the Judiciary Act. This gave the Federal Supreme
Court the power to veto state supreme court decisions supportive of
state laws in conflict with the U.S. Constitution. All state and local
laws accepted by state supreme courts could be appealed to the federal
Supreme Court, which was given the authority, if it chose, to deny them
for being unconstitutional. State and local laws rejected by state
supreme courts could not be appealed in this manner; only the laws
accepted by these courts could be appealed. This seemingly modest
specification provided the federal government with its only effective
authority over state government at the time. In effect, judicial review
supplanted Congressional Review, which Madison had unsuccessfully
proposed four times at the Convention to guarantee federal sovereignty.
Granting the federal government this much authority was apparently
rejected because its potential misuse could later be used to reject the
Constitution at State Ratifying Conventions. Upon the completion of
these conventions the previous year, Ellsworth was in the position to
render the sovereignty of the federal government defensible, but
through judicial review instead of congressional review. Once
the Judiciary Act was adopted by the Senate, Ellsworth sponsored the
Senate's acceptance of the Bill of Rights promoted by Madison in the
House of Representatives. Significantly, Madison sponsored the
Judiciary Act in the House at the same time. Combined, Judiciary Act
and Bill of Rights gave the Constitution the "teeth" that had been
missing in the Articles of Confederation. Judicial Review guaranteed
the federal government's sovereignty, whereas the Bill of Rights
guaranteed the protection of states and citizens from the misuse of
this sovereignty by the federal government. The Judiciary Act and Bill
of Rights thus counterbalanced each other, each guaranteeing respite
from the excesses of the other. However, with the passage of the
Fourteenth Amendment in 1865, seventy - five years later, the Bill of
Rights could be brought to bear at all levels of government as
interpreted by the judiciary with final appeal to the Supreme Court.
Needless to say, this had not been the original intention of either
Madison or Ellsworth. Ellsworth
was the principal exponent in the Senate of Hamilton's economic
program, having served on at least four committees dealing with
budgetary issues. `These issues included the passage of Hamilton's plan
for funding the national debt, the incorporation of the First Bank of
the United States, and the bargain whereby state debts were assumed in
return for locating the capital to the south (today the District of
Columbia). Ellsworth's other achievements included framing the measure
that admitted North Carolina to the Union, devising the non - intercourse
act that forced Rhode Island to join the union, and drawing up the bill
to regulate the consular service. He also played a major role in
convincing President Washington to send John Jay to England to
negotiate the 1794 Jay Treaty that prevented warfare with England,
settled debts between the two nations, and gave American settlers
better access to the midwest. On March 3, 1796, Ellsworth was nominated by President George Washington to be Chief Justice of the United States, the seat having been vacated by John Jay (and Washington's previous nominee, John Rutledge, having been rejected by the Senate the previous December). The following day, Ellsworth was unanimously confirmed by the United States Senate, and received his commission. Ellsworth
served until his resignation due to poor health on September 30, 1800,
and his brief contribution was deservedly overshadowed by the
accomplishments of his successor, John Marshall,
who succeeded him in 1801. However, four cases the Ellsworth Court
decided were of lasting importance in American jurisprudence. Hylton v. United States (1796) implicitly addressed the Supreme Court's power of judicial review in
upholding a federal carriage tax (although it would not be until John
Marshall succeeded Ellsworth that the court addressed this issue head
on); Hollingsworth v. Virginia (1798) affirmed that the President had no official role in amending the Constitution of the United States, and that a Presidential signature was therefore unnecessary for ratification of an amendment; Calder v. Bull (1798) held that the Constitution's Ex post facto clause applied only to criminal, not civil, cases; and New York v. Connecticut was the first exercise by the court of its original jurisdiction in cases between two states. Ellsworth's chief legacy as Chief Justice, however, is his discouragement of the previous practice of seriatim opinion
writing, in which each Justice wrote a separate opinion in the case and
delivered that opinion from the bench. Ellsworth instead encouraged the
consensus of the Court to be represented in a single written opinion, a
practice which continues to the present day.
Ellsworth was a candidate in the
1796 United States presidential election, receiving eleven votes in the electoral college, sharing with John Adams the distinction of gaining most votes in both New Hampshire and Rhode Island. As United States Envoy Extraordinary to the Court of France, Ellsworth led a delegation there between 1799 and 1800 in order to settle differences with Napoleon's
government regarding restrictions on U.S. shipping that might otherwise
have led to military conflict between the two nations. The agreement
accepted by Ellsworth provoked indignation among Americans for being
too generous to Napoleon. Moreover, Ellsworth came down with a severe
illness resulting from his travel across the Atlantic (causing him to
tender his resignation from the Supreme Court while still in Europe in
1800), and the Federalist party had fallen into disarray and was easily
defeated by Republicans led by Jefferson. As a result, Ellsworth
retired from national public life upon his return to America in early
1801. He was nevertheless able to serve again on the Connecticut
Governor's Council until he died in Windsor in 1807. Although many erroneously believe that he is buried on the grounds of the Ellsworth Homestead in Windsor, Connecticut, his remains are in the cemetery behind the First Congregational Church of Windsor overlooking the Farmington River.
It is entirely a matter of speculation, but Ellsworth's conciliatory
negotiations with Napoleon might have contributed to Napoleon's sudden choice three years later to sell the
Louisiana Territory to the United States for $15 million. In
retrospect, Ellsworth's role in helping to establish the United States
as a viable sovereign nation was important but could be easily
overlooked. A good part of the reason for this was that he did not
distinguish himself as an orator but worked as much as possible behind
the scenes. He was said to have been dominant in his eloquence at the
January, 1788, Connecticut Ratifying Convention, but later as the de
facto Senate majority leader he seems to have kept his arguments
relatively short and to the point. His written prose could on occasion
be tortuous, as best illustrated by the operative sentence in Section
25 of the Judiciary Act (the first of only two sentences). Over three
hundred words long, this sentence is almost impossible to decipher as
an explanation how state courts were answerable to federal authority.
But perhaps this opacity was intentional, since the expansion of
federal power specified by Section 25 was mostly overlooked in debate
both in the Senate and House of Representatives despite having been the
most important and potentially controversial portion of the Judiciary
Act. That
Ellsworth promoted the federal government as a unified confederacy
without the limitations imposed by the Articles of Confederation
enhanced his popularity during the first several decades of America's
history, especially in the South preceding the Civil War. In 1847,
thirteen years before the Civil War, John Calhoun praised Ellsworth as
the first of three Founding Fathers (including Sherman and Paterson)
who gave the United States "the best government instead of the worst
and most intolerable on the earth." However,
rapid industrialization and the centralization of our national
government since the Civil War have led to the almost complete neglect
of Ellsworth's pivotal contribution at the inception of our government.
Few today know much of anything about him. The one full length
biography by William Garrott Brown, published in 1905 and reprinted in
1970, is excellent but difficult to obtain. Ellsworth's twin sons followed their father into public service. William Wolcott Ellsworth married a daughter of lexicographer Noah Webster and became Governor of the State of Connecticut, a United States Congressman and a justice of the Connecticut Supreme Court. His twin brother, Henry Leavitt Ellsworth, served as mayor of Hartford, then was appointed the first commissioner of the U.S. Patent Office. He later became president of Aetna Life Insurance Company. Henry Leavitt Ellsworth was instrumental in the creation of the U.S. Agriculture Department, and he was appointed by President Andrew Jackson to oversee the so-called Trail of Tears, the transfer of Cherokee Indians from Georgia to the Oklahoma Territory that cost approximately 4,000 lives. Ellsworth was a friend and backer of inventors Samuel Colt and Samuel F.B. Morse, and his daughter Annie Ellsworth proposed the first message transmitted by Morse over the telegraph, "What hath God wrought?" Henry Leavitt Ellsworth was a major benefactor to Yale College, his alma mater. Even
if Ellsworth was viewed as "a valuable acquisition to the Court," and
"a great loss to the Senate," he resigned after just 4 years due to his
"constant, and at times excruciating pains," sufferings made worse by
his Europe travels, as special envoy to France. In 1800, Ellsworth, Maine, was named in his honor. |