July 11, 2013 <Back to Index>
PAGE SPONSOR |
Carl Schmitt (July 11, 1888 – April 7, 1985) was a German jurist, Catholic philosopher, political theorist, and professor of law. Schmitt
published several essays, influential in the 20th century and beyond,
on the mentalities that surround the effective wielding of political
power. His ideas have attracted the attention of numerous philosophers
and political theorists, including Walter Benjamin, Leo Strauss, Jacques Derrida, Étienne Balibar, Hannah Arendt, Giorgio Agamben, Antonio Negri, Gianfranco Miglio, Paolo Virno, Slavoj Žižek, Alain Badiou, Jacob Taubes, Chantal Mouffe, Eric Voegelin, Reinhart Koselleck and Paul Gottfried. Much of his work, especially from the Weimar period, remains both influential and controversial today. Schmitt, whose father was a minor businessman, was the son of Roman Catholic parents from the German Eifel region who settled in Plettenberg, Westphalia. He studied law in Berlin, Munich and Strasbourg and took his graduation and state exams in the then German Strasbourg in 1915. He volunteered for the army in 1916. The same year, he earned his habilitation in Strasbourg. He taught at various business schools and universities - in Munich, Greifswald, Bonn, Berlin, and Cologne. In
1916 he married his first wife, Pavla (in Germany usually rendered as
"Pawla" even though the letter "w" is used in Serbian auxiliary Latin
alphabet only for foreign words) Dorotić, a Serbian woman
who pretended to be a countess. They were divorced although an appeal
to the church to recognize the divorce was rejected. In 1924 he married
his second wife, Duška Todorović (1903 – 1950), also Serbian; they had
one daughter, called Anima. Subsequently Schmitt was excommunicated because his first marriage had not been annulled by the church. His daughter Anima Schmitt de Otero (1931 – 1983) was married, from 1957, to Alfonso Otero Valera (born 1925), a Spanish law professor at the University of Santiago de Compostela and a member of the ruling Spanish Falange party.
She translated several works by her father into Spanish. Letters from
Carl Schmitt to his son - in - law have also been published. Schmitt, who became a professor at the University of Berlin in 1933 (a position he held until the end of World War II) joined the NSDAP on May 1, 1933; he quickly was appointed "Preußischer Staatsrat" (Prussian State Counselor) by Hermann Göring and became the president of the "Vereinigung nationalsozialistischer Juristen" ("Union of National - Socialist Jurists") in November. He thought of his theories as an ideological foundation of the Nazi dictatorship, and a justification of the "Führer" state with regard to legal philosophy, in particular through the concept of auctoritas. Within
days of joining the party, Schmitt was party to the burning of books by
Jewish authors, rejoicing in the burning "un-German" and "anti-German"
material, and calling for a much more extensive purge, to include works
by authors influenced by Jewish ideas. Schmitt remarked in January 1933, "one can say that 'Hegel died.'" Richard Wolin observes,
"...it is Hegel qua philosopher of the "bureaucratic class" or
Beamtenstaat that has been definitely surpassed with Hitler's
triumph.... this class of civil servants — which Hegel in the
Rechtsphilosophie deems the "universal class" — represents an
impermissible drag on the sovereignty of executive authority. For
Schmitt ... the very essence of the bureaucratic conduct of business is
reverence for the norm, a standpoint that could not exist in great
tension with the doctrines of Carl Schmitt... Hegel had set an
ignominious precedent by according this putative universal class a
position of preeminence in his political thought, insofar as the
primacy of the bureaucracy tends to diminish or supplant the
prerogative of sovereign authority." Half a year later, in June 1934, Schmitt became editor in chief for the self - published newspaper "Deutsche Juristen - Zeitung" ("German Jurists' Newspaper"); in July 1934, he justified the political murders of the Night of the Long Knives as the "highest form of administrative law" ("höchste Form administrativer Justiz") and the authority of Hitler with "The leader defends the law" ("Der Führer schützt das Recht"). Schmitt presented himself as a radical anti-semite and also was the chairman of a law teachers' convention in Berlin in October 1936, where he demanded that German law be cleansed of the "Jewish spirit" ("jüdischem Geist"), going so far as to demand that all publications by Jewish scientists should henceforth be marked with a small symbol. Nevertheless, in December 1936, the SS publication Das schwarze Korps accused
Schmitt of being an opportunist, a Hegelian state thinker and basically
a Catholic, and called his anti-semitism a mere pretense, citing
earlier statements in which he criticized the Nazis' racial theories.
After this, Schmitt resigned from his position as
"Reichsfachgruppenleiter" (Reich Professional Group Leader), although he retained his post as a professor in Berlin, and his post as "Preußischer Staatsrat". Although Schmitt continued to be investigated into 1937, further reprisals were stopped by Göring.
In 1945, Schmitt was captured by the
American forces; after spending more than a year in an internment camp, he returned to his home town of Plettenberg following his release in 1946, and later to the house of his housekeeper Anni Stand in Plettenberg - Pasel. Schmitt refused every attempt at de-nazification which
effectively barred him from positions in academia. Despite being
isolated from the mainstream of the scholarly and political community,
he continued his studies especially of international law from
the 1950s on, and he received a never ending stream of visitors, both
colleagues and younger intellectuals, until well into his old age.
Important among these visitors were Ernst Jünger, Jacob Taubes, and Alexandre Kojève. In 1962, Schmitt gave lectures in Francoist Spain, two of them giving rise to the publication, the following year, of Theory of the Partisan (Telos Press, 2007), in which he qualified the Spanish civil war as a "war of national liberation" against "international Communism." Schmitt regarded the partisan as
a specific and significant phenomenon that, in the latter half of the
twentieth century, indicated the emergence of a new theory of warfare. Schmitt died on April 7, 1985 and is buried in Plettenberg. In 1921, Schmitt became a professor at the University of Greifswald, where he published his essay Die Diktatur (on dictatorship), in which he discussed the foundations of the newly established Weimar Republic, emphasising the office of the Reichspräsident.
In this essay, Schmitt compared and contrasted what he saw as the
effective and ineffective elements of the new constitution of his
country. To him, the office of the president could be characterized as
a comparatively effective element within the new constitution, because
of the power granted to the president to declare a state of emergency. This power, which Schmitt discussed and implicitly praised as dictatorial, was
seen as more in line with the underlying mentality of political power
than the comparatively slow and ineffective processes of legislative
political power reached through parliamentary discussion and compromise. Schmitt
was at pains to remove what he saw as a taboo surrounding the concept
of "dictatorship" and to show that, in his eyes, the concept is
implicit whenever power is wielded through pathways outside the slow
processes of parliamentary politics and the bureaucracy: “If
the constitution of a state is democratic, then every exceptional
negation of democratic principles, every exercise of state power
independent of the approval of the majority, can be called
dictatorship.” For
Schmitt, every government capable of decisive action must include a
dictatorial element within its constitution. Although the German concept of Ausnahmezustand is
best translated as "state of emergency", it literally means state of
exception which, according to Schmitt, frees the executive from any
legal restraints to its power that would normally apply. The use of the
term "exceptional" has to be underlined here: Schmitt defines sovereignty as the power to decide the instauration of state of exception, as Giorgio Agamben has noted. According to Agamben, Schmitt's conceptualization of the "state of exception" as belonging to the core concept of sovereignty was a response to Walter Benjamin's
concept of a "pure" or "revolutionary" violence, which did not enter
into any relationship whatsoever with right. Through the state of
exception, Schmitt included all types of violence under right, in the
case of the authority of Hitler leading to the formulation "The leader
defends the law" ("Der Führer schützt das Recht"). According
to Giorgio Agamben, this kind of violence, which necessarily bears a
juridical value, is another example of the fusion of right to "bare
life" that transforms the juridical system
into a "death machine," able to perform acts of pure violence as needed
for self - legitimation, creating Homo sacer, a being that cannot be "murdered" or "sacrificed" but only killed. Schmitt
opposed what he called "commissarial dictatorship", or the declaration
of a state of emergency in order to save the legal order (a temporary
suspension of law, defined itself by moral or legal right): the state
of emergency is limited (even if a posteriori, by law), to "sovereign dictatorship", in which law was suspended, as in the classical state of exception, not to "save the Constitution", but rather to create another Constitution. This is how he theorized Hitler's continual suspension of the legal constitutional order during the Third Reich (the Weimar Republic's Constitution was never abrogated, underlined Giorgio Agamben; rather, it was "suspended" for four years, first with the February 28, 1933 Reichstag Fire Decree, with the suspension renewed every four years, implying a continual state of emergency). The
direction all this leads, and the reason why Schmitt has been taken so
seriously by political theory, is to the theorization of the crisis and
state of emergency not as exceptional moments in political life,
opposed to some stable normality, but as themselves the predominant form of the life of modern nations. This was followed by another essay in 1922, titled "Politische Theologie" (political theology); in it, Schmitt, who at the time was working as a professor at the University of Bonn, gave further substance to his authoritarian theories, effectively denying free will based on a Catholic world view. The
book begins with Schmitt's famous, or notorious, definition: "Sovereign
is he who decides on the exception." By "exception," Schmitt means the
appropriate moment for stepping outside the rule of law in the public interest. Schmitt opposes this definition to those offered by contemporary theorists of sovereignty, particularly Hans Kelsen, whose work is criticized at several points in the essay. The
book's title derives from Schmitt's assertion (in chapter 3) that "all
significant concepts of the modern theory of the state are secularized theological concepts" — in other words, that political theory addresses the state (and sovereignty) in much the same manner as theology does God. A year later, Schmitt supported the emergence of totalitarian power structures in his paper "Die geistesgeschichtliche Lage des heutigen Parlamentarismus" (roughly: "The Intellectual - Historical Situation of Today's Parliamentarianism", translated as The Crisis of Parliamentary Democracy by
Ellen Kennedy). Schmitt criticized the institutional practices of
liberal politics, arguing that they are justified by a faith in
rational discussion and openness that is at odds with actual
parliamentary party politics, in which outcomes are hammered out in smoke filled rooms by party leaders. Schmitt also posits an essential division between the liberal doctrine of separation of powers and what he holds to be the nature of democracy itself, the identity of the rulers and the ruled. Although many critics of Schmitt today, such as Stephen Holmes in his The Anatomy of Anti-Liberalism, take exception to his fundamentally authoritarian outlook, the idea of incompatibility between liberalism and democracy is one reason for the continued interest in his political philosophy. Schmitt changed universities in 1926, when he became professor for law at the Handelshochschule in Berlin, and again in 1932, when he accepted a position in Cologne. It was in Cologne, too, that he wrote his most famous paper, "Der Begriff des Politischen" ("The Concept of the Political"),
in which he developed his theory of "the political". Distinct from
party politics, "the political" is the essence of politics. While
churches are predominant in religion or society is predominant in
economics, the state is predominant in politics. Yet for Schmitt the
political was not an autonomous domain equivalent to the other domains,
but rather the existential basis that would determine any other domain
should it reach the point of politics (e.g. religion ceases to be
merely theological when it clear distinction between the "friend" and
the "enemy"). The political is not equal to any other domain, such as
the economic, but instead is the most essential to identity. Schmitt,
in perhaps his best known formulation, bases his conceptual realm of
state sovereignty and autonomy upon the distinction between friend and enemy.
This distinction is to be determined "existentially," which is to say
that the enemy is whoever is "in a specially intense way, existentially
something different and alien, so that in the extreme case conflicts
with him are possible." Such an enemy need
not even be based on nationality: so long as the conflict is
potentially intense enough to become a violent one between political
entities, the actual substance of enmity may be anything. Although there have been divergent interpretations concerning this work, there is broad agreement that "The Concept of the Political" is
an attempt to achieve state unity by defining the content of politics
as opposition to the "other" (that is to say, an enemy, a stranger.
This applies to any person or entity that represents a serious threat
or conflict to one's own interests.) In addition, the prominence of the
state stands as a neutral force over potentially fractious civil
society, whose various antagonisms must not be allowed to reach the
level of the political, lest civil war result.
Apart from his academic functions, in 1932 Schmitt was counsel for the Reich government in the case "Preussen contra Reich" wherein the SPD - led government of the state of Prussia disputed its dismissal by the right wing von Papen government. Papen was motivated to make this move because Prussia, by far the largest state in Germany,
served as a powerful base upon which the political left could draw, and
also provided them with institutional power, particularly in the form
of the Prussian Police. One of the counsel for the Prussian government
was Hermann Heller. In German history, this struggle leading to the de facto destruction of federalism in the Weimar republic is known as the "Preußenschlag." The Nomos of the Earth is
Schmitt's most historical and geopolitical work. Published in 1950, it
was also one of his final texts. It describes the origin of the
Eurocentric global order, which Schmitt dates from the discovery of the
New World, discusses its specific character and its contribution to
civilization, analyses the reasons for its decline at the end of the
19th century, and concludes with prospects for a new world order. It
defends European achievements, not only in creating the first truly
global order of international law, but also in limiting war to
conflicts among sovereign states, which, in effect, civilized war. In
Schmitt's view, the European sovereign state was the greatest
achievement of Occidental rationalism; in becoming the principal agency of secularization, the European state created the modern age. Notable
in Schmitt's discussion of the European epoch of world history is the
role played by the New World, which ultimately replaced the old world
as the center of the Earth and became the arbiter in European and world
politics. According to Schmitt, the United States' internal conflicts
between economic presence and political absence, between isolationism
and interventionism, are global problems, which today continue to
hamper the creation of a new world order. But however critical Schmitt
is of American actions at the turn of the 20th century and after World
War I, he considered the United States to be the only political entity
capable of resolving the crisis of global order.
Published in 1956, Hamlet or Hecuba: The Intrusion of the Time into the Play was Schmitt's most extended piece of literary criticism. In it Schmitt focuses his attention on Shakespeare's Hamlet and
argues that the significance of the work hinges on its ability to
integrate history in the form of the taboo of the queen and the
deformation of the figure of the avenger. Schmitt uses this
interpretation to develop a theory of myth and politics that serves as
a cultural foundation for his concept of political representation.
Beyond literary criticism or historical analysis, Schmitt's book also
lays out a comprehensive theory of the relationship between aesthetics
and politics that responds to alternative ideas developed by Walter Benjamin and Theodor W. Adorno. Schmitt's Theory of the Partisan originated in two lectures delivered in 1962, and has been seen as a rethinking of The Concept of the Political. It
addressed the transformation of war in the post-European age, analysing
a specific and significant phenomenon that ushered in a new theory of
war and enmity. It contains an implicit theory of the terrorist, which
in the 21st century has ushered in yet another new theory of war and
enmity. In the lectures, Schmitt directly tackles the issues
surrounding "the problem of the Partisan" figure: the guerrilla or
revolutionary who "fights irregularly". Both because of its scope, with extended discussions on historical figures like Napoleon, Lenin, and Mao Zedong, as well as the events marking the beginning of the 21st century, Schmitt's text has had a resurgence of popularity. Jacques Derrida, in his Politics of Friendship remarked: Despite certain signs of ironic distrust in the areas of metaphysics and ontology, The Concept of the Political was,
as we have seen, a philosophical type of essay to 'frame' the topic of
a concept unable to constitute itself on philosophical ground. But in Theory of the Partisan,
it is in the same areas that the topic of this concept is both
radicalized and properly uprooted, where Schmitt wished to regrasp in
history the event or node of events that engaged this uprooting
radicalization, and it is precisely there that the philosophical as
such intervenes again. Schmitt concludes Theory of the Partisan with
the statement: "The theory of the partisan flows into the question of
the concept of the political, into the question of the real enemy and
of a new nomos of the earth."
Through
Giorgio Agamben, Chantal Mouffe and
other writers, Carl Schmitt has become a common reference in recent
writings of the intellectual left as well as the right. This debate
concerns not only the interpretation of Schmitt’s own positions, but
also matters relevant to contemporary politics: the idea that laws of
the state cannot strictly limit actions of its sovereign; the problem of a "state of exception", etc. Schmitt’s influence has also recently been seen as consequential for those interested in contemporary political theology, which is much influenced by Schmitt's argument that political concepts are secularized theological concepts. The German - Jewish philosopher Jacob Taubes, for example, engaged Schmitt widely in his study of Saint Paul, The Political Theology of Paul. Taubes' understanding of political theology is,
however, very different from Schmitt's, and emphasizes the political
aspect of theological claims, rather than the religious derivation of
political claims. Schmitt is described as a "classic of political thought" by Herfried Münkler, while
in the same article Münkler speaks of his post-war writings as
reflecting an: "embittered, jealous, occasionally malicious man"
("verbitterten, eifersüchtigen, gelegentlich bösartigen
Mann"). Schmitt was termed the "Crown Jurist of the Third Reich" ("Kronjurist des Dritten Reiches") by Waldemar Gurian.
Some have argued that neoconservativism has been influenced by Schmitt. Most notably the legal opinions offered by Alberto Gonzalez, John Yoo et al. by invoking the unitary executive theory to justify highly controversial policies in the war on terror — such as introducing unlawful combatant status which purportedly would eliminate protection by the Geneva Conventions, enhanced interrogation techniques, NSA electronic surveillance program — mimic his writings. |